Jack - I’m all ears and would like to learn more.
Growing trees in smooth sided containers causes roots to circle or j-hook. While these trees can look fine when young, eventually the roots constrict themselves as the trees get old. You don't have this issue when you direct seed trees, just trees grown in containers.
Dr. Whitcomb did a lot of the early research on air pruning. In the old days they cut the bottoms out of milk cartons. Whitcomb has a bunch of technical papers available but here is a general summary:
When a tap root hits air, it desiccates and stops growing. This causes the tree to produce secondary roots called upstream branching. Most of this branching occurs in the last 4" of root prior to the pruning point. This natural desiccation of the root does not leave an open wound which can be an entry point for disease as manual pruning does. When these secondary roots hit air, the process repeats creating more upstream branching and tertiary roots and so on.
The efficiency of absorbing water and nutrition for growth is a function of the number of fine terminal root tips, not the length of the roots. In nature, trees grow long tap roots as insurance. This ensures they get access to water during a drought if the top foot or two of soils dry out. When trees get large enough this generally is not an issue in most places except perhaps arid regions but it can be life or death with younger trees. They trade maximizing growth for a lower risk of complete death.
Keep in mind that while a tree with many fine terminal root tips is more efficient, they can only extract water and nutrients from where they reach. That is why you need a series of containers to grow root pruned trees. You start with a small container called an 18. They are designed with an appropriate taper that redirects roots to the openings and are "hung" from some kind of rack so air flows below the container. If you planted directly from an 18 into the field, while the tree would have a great root system for its age, the root ball would only reach a few inches in each direction. Having the top few inches of soil dry out is common in most climates from time to time which will kill the tree. The second stage container should allow approximately 4" on all three sides of the root ball. It can be a bit more or less, this is not critical, but if you use too large of a container for your second stage you will get less root pruning since most of that upstream branching occurs in the last 4". There are several designs containers use for this second stage. I typically use 1 gal Rootbuilder II containers from Rootmaker for this but other guys have good success with other designs as well. Whitcomb designed the Rootmaker containers so they definitely conform to the principles of his research. The important thing is that the container design conforms to those principles, not the brand and as I say others use different brands with different degrees of success and failure. For the third stage I use 3 gal RB2s.
In my climate I get the best success planting from 3 gal RB2s but reasonable success planting from 1 gal RB2s. Here is a thread specifically aimed at maximizing growth with air pruning containers:
http://www.habitat-talk.com/index.p...h-rootmakers-transfered-from-qdma-forum.5556/ It has pictures and shows what can be done in a single growing season with chestnuts.
One reason you get such good growth with these containers is that energy is not wasted. With a bare root or B&B tree, the roots are manually pruned by the shovel when trees are extracted from the ground. With trees grown in smooth containers you need to remove the media and prune any circling or j-hooking roots. Because of the disturbed root system, these trees sleep for the first year, creep for the second, and finally leap in the third year. The tree spent energy growing those roots that are pruned off which is wasted. With an air pruning container system, the root is terminated at the opening by air. All of the energy that would have been used to grow that root is redirected to upstream branching (more terminal roots) and increased top growth. Increase top growth means more photosynthesis and more energy goes into the tree.
When I plant from an RB2 container, it unwraps from around the root ball leaving the root ball completely intact. While bare root trees need to be planted when dormant, root pruned trees can be planted any time of year as long as supplemental water is available during dry periods until the tree is fully established. They don't have the multi-year recovery from transplant shock. Transplant shock is minor and trees just seem to keep growing immediately after they are planted.
Root pruning containers are not a good fit for everyone. In arid regions, unless you are able to provide supplemental water, I'd recommend direct seeding. In my area, we get enough spring and fall/winter rain that I plant in spring and fall and never need to provide supplemental water. By the time summer rolls around the trees are well enough established to handle our dry periods.
Hope this helps,
Jack